# Quadrant Regulatory Group

> Your Guide to Compliance

- Canonical listing: https://agencysource.com/agencies/quadrant-regulatory-group
- Location: New York, NY
- Categories: [Business Consulting](https://agencysource.com/categories/business-consulting)
- Services: Business Consulting
- Team size: 2 - 9
- Hourly rate: Undisclosed
- Minimum project: Undisclosed
- Founded: 2011
- Website: https://www.quadrantregulatory.com
- Listing: Not yet claimed
- Agency Source rating: no Agency Source reviews yet

## About

Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisors with services that support compliance with SEC, FINRA, MSRB, NFA, SRO, and state securities laws. Quadrant delivers expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs.

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Source: Agency Source, https://agencysource.com/agencies/quadrant-regulatory-group. Ratings and reviews come only from reviews submitted and moderated on Agency Source; agencies cannot pay for rank.